Last edited by Vilmaran
Wednesday, May 6, 2020 | History

3 edition of Reform of the Commodity Exchange Act found in the catalog.

Reform of the Commodity Exchange Act

hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Fifth Congress, second [i.e. first] session ... February 11, 1997.

by United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry

  • 369 Want to read
  • 14 Currently reading

Published by U.S. G.P.O., For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office in Washington .
Written in English

    Places:
  • United States.
    • Subjects:
    • United States. Commodity Futures Trading Commission.,
    • Commodity exchanges -- Law and legislation -- United States.,
    • Commodity futures -- United States.,
    • Futures market -- Law and legislation -- United States.

    • Edition Notes

      SeriesS. hrg. ;, 105-107
      Classifications
      LC ClassificationsKF26 .A35 1997h
      The Physical Object
      Paginationiv, 217 p. :
      Number of Pages217
      ID Numbers
      Open LibraryOL484815M
      ISBN 100160556775
      LC Control Number98213517
      OCLC/WorldCa38131438

      The Dodd-Frank Act, known formally as the Dodd-Frank Wall Street Reform and Consumer Protection Act, was signed into law J and is a major piece of reform legislation covering commodities and securities actions Act is meant primarily to promote financial stability by improving accountability and transparency in the financial system. Dodd-Frank Act, Pub. L. , Stat. (). 3 Notice of Proposed Order and Request for Comment on Proposal to Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Federal Reserve Banks from Sections 4d and 22 of the Commodity Exchange Act, 81 FR (June 2, ).

      Tax Cuts and Jobs Act. Regulatory Reform. Illicit Finance. Tax Policy. Revenue Proposals. Tax Expenditures. International Tax. Treaties and Tax Information Exchange Agreements (TIEAs) Over-the-Counter Derivatives Markets and the Commodity Exchange Act 11/15/ Commodity Exchange Act Enforcement Dodd-Frank Act Amendments This content organization enables you to use the book as both a concise, macro-picture of the derivatives regulations, as well as, a quick-reference guide to specific rules and regulations.

        Introduction On J , the Securities and Exchange Commission (the “SEC”) and the Commodity Futures Trading Commission (the “CFTC” and, together with the SEC, the “Commissions”) jointly published several final rules (the “Final Rules”) and provided interpretive guidance with respect to the definitions of the terms “swap,” “security-based swap,” “security-based. A commodities exchange is an exchange, or market, where various commodities are traded. Most commodity markets around the world trade in agricultural products and other raw materials (like wheat, barley, sugar, maize, cotton, cocoa, coffee, milk products, pork bellies, oil, and metals).Trading includes and various types of derivatives contracts based on these commodities, such as forwards.


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Reform of the Commodity Exchange Act by United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry Download PDF EPUB FB2

This Edition of the Commodity Exchange Act: Regulations & Forms provides a convenient way for you to keep up-to-date and understand the impact and application of the numerous changes made by the Dodd-Frank Wall Street Reform and Consumer Protection Act.

With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new : $ The book contains the full text of the Commodity Exchange Act and all amendments through Januincluding amendments made by the Dodd-Frank Wall Street Reform and Consumer Protection Act.

It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. The book contains the full text of the Commodity Exchange Act and all amendments through Ap It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission.

Source material is compiled from the Commodity Futures Law Reporter. The Commodity Exchange Act (CEA) regulates the trading of commodity futures in the United States. Passed init has been amended several times since then.

The CEA establishes the statutory framework under which the CFTC operates. Under this Act, the CFTC has authority to establish regulations that are published in title 17 of the Code of Federal Regulations.

Reform of the Commodity Exchange Act: hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Fifth Congress, second session.

Review the reform of the Commodity Exchange Act, and provisions of the Commodity Exchange Act Amendments of hearings before the Subcommittee on Risk Management and Specialty Crops of the Committee on Agriculture, House of Representatives, One Hundred Fifth Congress, first session, on H.R.Ap 16, 17, PRINCIPLES FOR REFORM The Commodity Exchange Act (CEA) should be modernized to provide legal and regulatory certainty for financial contracts, to encourage financial inno-vation, and to facilitate competition in the United States and abroad.

A modernized CEA should foster efficient, liquid, and low-cost financial transactions. The Commodity Futures Trading Commission (“Commission” or “CFTC”) is issuing this interpretation of the term “actual delivery” as set forth in section 2(c)(2)(D)(ii)(III)(aa) of the Commodity Exchange Act (“CEA”) pursuant to section (a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

§ Notification of State enforcement actions brought under the Commodity Exchange Act. § Conflicts of interest policies and procedures by futures commission merchants and introducing brokers. § Restrictions on customer clearing arrangements. Swap Execution Facilities (SEFs) are trading facilities that operate under the regulatory oversight of the CFTC, pursuant to Section 5h of the Commodity Exchange Act (“the Act”), 7 U.S.C.

7bSEFs were created by the addition of Section 5h of the Act by Section of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) for the trading and processing of swaps.

Commodity Exchange Act of Long title An Act to amend the grain futures act to prevent and remove obstructions and burdens upon interstate commerce in grains and other commodities by regulating transactions therein on commodity futures exchanges, to limit or abolish short selling, to curb manipulation, and for other d by: the 74th United States Congress.

Commodity Exchange Act - CEA: An act passed in by the U.S. Government that provides federal regulation of all futures trading activities. This act replaced the Grain Futures Act. The Commodity Exchange Act (“CEA”), as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), authorizes the Secretary of the Treasury (“Secretary”) to issue a written determination that foreign exchange swaps, foreign exchange forwards, or both, should not be regulated as swaps under the CEA.

An Act to make provisions to facilitate sound management of commodity exchanges, ensuring the proper management of the business of persons who accept consignment of commodities on commodity exchanges whether in physical or electronic format setting out conditions for the organization of commodity exchanges, management of transactions on.

The federal statute regulating the US market for trading in commodity futures. The CEA gives the CFTC authority to regulate commodity pool operators (CPOs), commodity trading advisers (CTAs) and commodities exchanges.

The CEA also now includes non-security-based swap regulations issued under Title VII of the Dodd-Frank Act. These swaps are regulated by the CFTC under Title VII. Reform Act’s enactment (approximately April ).

New Whistleblower Program for Alleged Violations of the Commodity Exchange Act In an effort to crack down on the “swap markets” that contributed to the global financial crisis, the Wall Street Reform Act also creates a whistleblower program to encourage reporting of violations.

The term “security-based swap” includes any agreement, contract, or transaction that is as described in section 3(a)(68)(A) of the Securities Exchange Act of (15 U.S.C.

78c(a)(68)(A)) and also is based on the value of 1 or more interest or other rates, currencies, commodities, instruments of indebtedness, indices, quantitative measures.

AGENCY: Securities and Exchange Commission; Commodity Futures Trading Commission ACTION: Advance Joint Notice of Proposed Rulemaking; request for comments SUMMARY: The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), provides for the comprehensive regulation of swaps and security-based Size: KB.

Commodity Exchange Act 7 U.S.C. § 1: US Code – Section 1: Short title. This description of the Commodity Exchange Act tracks the language of the U.S.

Code, except that, sometimes, we use plain English and that we may refer to the “Act” (meaning Commodity Exchange Act) rather than to the “subchapter” or the “title” of the United States Code.

Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Request for Comment. SUMMARY: Section (c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) requires the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC and, together with the.

On March 6,the Enforcement Division of the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an Enforcement Advisory applicable to non-registered companies and individuals regarding its cooperation and self-reporting program specifically relating to violations of the Commodity Exchange Act (“CEA”) that involve foreign corrupt practices (the.

Clearing Requirement Determination under the Commodity Exchange Act for Interest Rate Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) ( Edition)The Law Library presents the complete text of the Clearing Requirement Determination under the Commodity Exchange Act for Interest Rate Price: $THE COMMODITY EXCHANGE ACT IN PERSPECTIVE A SHORT AND NOT-SO-REVERENT HISTORY OF FUTURES TRADING LEGISLATION IN THE UNITED STATES JOHN H.

STASSEN* Over the last several years, I have had the pleasure of pontificating before at least a score of audiences on the history of futures trading legislation in the United States. Cited by: 9.